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FINANCE MOVES FAST.

SO SHOULD YOU.

IBF accredited Core SFA & FAA CPD training from S$5/hour. T&Cs apply. 

CLASSROOM-BASED & ONLINE COURSES

Our accredited courses can fulfil your core CPD requirements in Singapore.

IBF-FTS funding is available for up to 90% of the course fee. Terms and conditions apply.

Corporate & group discounts are applicable. Enquire now to find out more.

Data on a Touch Pad

ETHICS FOR REPRESENTATIVES OF FINANCIAL FIRMS

 

To introduce and explain ethical principles to finance professionals who provide or support trading and financial advisory services. 

Content Highlights:

  • Ethical principles from the Society of Remisiers

  • Types of prohibited market conduct & market manipulation

  • Use of material, non-public information

  • Conflicts of Interest & responsibilities of Representatives

  • Best execution principles in the Singapore context

  • Local cases of front running & insider trading

 

3 Core SFA & FAA CPD hours

Men with Calculator

RULES & REGULATIONS FOR FINANCIAL ADVISORY SERVICES

 

This course focuses on the statutory requirements and legal implications of providing execution-related advice. It is specially designed for Trading Representatives exempted from CMFAS Module 5. 

Content Highlights:

  • Changes to the Financial Advisers Act/Regulations

  • Representative Notification Framework 

  • Appointed Representative Provisional Representative

  • Guidelines On Conduct Of Business 

  • Retaking Of CMFAS Module 5

 

3 Core SFA & FAA CPD hours

Soldiers and Helicopter

INTRO TO ANTI-MONEY LAUNDERING & TERRORIST FINANCING LEGISLATION

 

To gain a basic understanding of money laundering and terrorist financing, and the legal obligations imposed by anti-money laundering legislation.

Content Highlights:

  • Difference between money laundering and terrorist financing

  • Three stages of money laundering

  • Offences under anti-money laundering

  • Reporting suspicious transactions

  • Avoid tipping off

 

3 Core SFA & FAA CPD hours

CUSTOMISE A COURSE

We are happy to organise customised, in-house CPD training for your company, with corporate rates as low as S$10/hour.

Funding and corporate discounts available.

CONTACT:

ZUL

+65 6327 5912

zul@abmaximus.com

Modern White House

ESTATE PLANNING - COMMON LEGAL RULES OF SUCCESSION: A PRACTICAL APPROACH

 

This course provides you with a comprehensive and practical range of estate planning skills to manage some of its complexities.

Content Highlights:

  • Introduce estate planning to your client through in-depth understanding and trust building

  • Understand various aspects of the laws in estate planning

  • Understand the importance of contracts and nominations

  • Explain the legal process in wills

  • Explain the valid creation of a trust.

  • Communicate clearly the various forms of trusts to your clients

 

6 Core FAA CPD hours

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