FINANCE MOVES FAST.

SO SHOULD YOU.

IBF accredited Core SFA & FAA CPD training from S$5/hour. T&Cs apply. 

CLASSROOM-BASED & ONLINE COURSES

Our accredited courses can fulfil your core CPD requirements in Singapore.

IBF-FTS funding is available for up to 90% of the course fee. Terms and conditions apply.

Corporate & group discounts are applicable. Enquire now to find out more.

ETHICS FOR REPRESENTATIVES OF FINANCIAL FIRMS

 

To introduce and explain ethical principles to finance professionals who provide or support trading and financial advisory services. 

Content Highlights:

  • Ethical principles from the Society of Remisiers

  • Types of prohibited market conduct & market manipulation

  • Use of material, non-public information

  • Conflicts of Interest & responsibilities of Representatives

  • Best execution principles in the Singapore context

  • Local cases of front running & insider trading

 

3 Core SFA & FAA CPD hours

RULES & REGULATIONS FOR FINANCIAL ADVISORY SERVICES

 

This course focuses on the statutory requirements and legal implications of providing execution-related advice. It is specially designed for Trading Representatives exempted from CMFAS Module 5. 

Content Highlights:

  • Changes to the Financial Advisers Act/Regulations

  • Representative Notification Framework 

  • Appointed Representative Provisional Representative

  • Guidelines On Conduct Of Business 

  • Retaking Of CMFAS Module 5

 

3 Core SFA & FAA CPD hours

INTRO TO ANTI-MONEY LAUNDERING & TERRORIST FINANCING LEGISLATION

 

To gain a basic understanding of money laundering and terrorist financing, and the legal obligations imposed by anti-money laundering legislation.

Content Highlights:

  • Difference between money laundering and terrorist financing

  • Three stages of money laundering

  • Offences under anti-money laundering

  • Reporting suspicious transactions

  • Avoid tipping off

 

3 Core SFA & FAA CPD hours

CUSTOMISE A COURSE

We are happy to organise customised, in-house CPD training for your company, with corporate rates as low as S$10/hour.

Funding and corporate discounts available.

CONTACT:

JOSEPH CHIA

+65 6327 5912

Joseph@abmaximus.com

ALSON LOW

+65 6327 5346

Alson@abmaximus.com

ESTATE PLANNING - COMMON LEGAL RULES OF SUCCESSION: A PRACTICAL APPROACH

 

This course provides you with a comprehensive and practical range of estate planning skills to manage some of its complexities.

Content Highlights:

  • Introduce estate planning to your client through in-depth understanding and trust building

  • Understand various aspects of the laws in estate planning

  • Understand the importance of contracts and nominations

  • Explain the legal process in wills

  • Explain the valid creation of a trust.

  • Communicate clearly the various forms of trusts to your clients

 

6 Core FAA CPD hours

CFA Institute does not endorse, promote, or warrant the accuracy or quality of the products or services offered by A.B. Maximus & Co. Pte Ltd. CFA Institute, CFA® and Chartered Financial Analyst® are trademarks owned by CFA Institute.